ASQ
CQA
Certified Quality Auditor Practice Exam
Latest Version: 7.0
Question: 1
Audit team members are responsible for which two of the following?
i. Initiating the audit ii. Remaining within the scope of the audit iii.
Compiling and analyzing evidence IV. Recommending specific
corrective actions
A. I and III
B. I and IV
C. II and III
D. II and IV
, Answer: C
Question: 2
An audit schedule is an integral part of which of the following phases of the auditing process?
A. Initiation
B. Preparation
C. Closing
D. Reporting
Answer: B
Question: 3
As the last step before distributing an audit plan, an auditor should have the plan
A. approved by the client
B. approved by the auditee
C. reviewed by the organization to be audited
D. reviewed by auditee management
Answer: A
Question: 4
Who is responsible for preparing the corrective action plan?
A. The auditor
B. The auditee
C. The registrar
D. The audit manager
Answer: B
, Question: 5
An auditee has responded to all requests for corrective action in a timely manner. Which of the
following is the next step for the auditor?
A. Close all those findings in which the response is accompanied by adequate objective evidence.
B. Evaluate the adequacy of the responses.
C. Schedule a follow-up audit to verify corrective action.
D. Schedule a follow-up audit for critical items and schedule verification for other routine items
at the next scheduled audit.
Answer: B
Question: 6
The best way to communicate audit results to upper management would be to
A. provide a list of findings of noncompliance and supporting objective evidence
B. present a list of all items of nonconformance that require corrective action
C. present a report of the performance against the audit standard of all areas included in the
audit scope
D. present an evaluation of overall quality performance and provide an executive summary in
the formal report
Answer: D
Question: 7
Which of the following authorities initially determines whether a third-party audit should be
conducted?
A. Client
B. Lead auditor
C. Auditee
D. Audit team
CQA
Certified Quality Auditor Practice Exam
Latest Version: 7.0
Question: 1
Audit team members are responsible for which two of the following?
i. Initiating the audit ii. Remaining within the scope of the audit iii.
Compiling and analyzing evidence IV. Recommending specific
corrective actions
A. I and III
B. I and IV
C. II and III
D. II and IV
, Answer: C
Question: 2
An audit schedule is an integral part of which of the following phases of the auditing process?
A. Initiation
B. Preparation
C. Closing
D. Reporting
Answer: B
Question: 3
As the last step before distributing an audit plan, an auditor should have the plan
A. approved by the client
B. approved by the auditee
C. reviewed by the organization to be audited
D. reviewed by auditee management
Answer: A
Question: 4
Who is responsible for preparing the corrective action plan?
A. The auditor
B. The auditee
C. The registrar
D. The audit manager
Answer: B
, Question: 5
An auditee has responded to all requests for corrective action in a timely manner. Which of the
following is the next step for the auditor?
A. Close all those findings in which the response is accompanied by adequate objective evidence.
B. Evaluate the adequacy of the responses.
C. Schedule a follow-up audit to verify corrective action.
D. Schedule a follow-up audit for critical items and schedule verification for other routine items
at the next scheduled audit.
Answer: B
Question: 6
The best way to communicate audit results to upper management would be to
A. provide a list of findings of noncompliance and supporting objective evidence
B. present a list of all items of nonconformance that require corrective action
C. present a report of the performance against the audit standard of all areas included in the
audit scope
D. present an evaluation of overall quality performance and provide an executive summary in
the formal report
Answer: D
Question: 7
Which of the following authorities initially determines whether a third-party audit should be
conducted?
A. Client
B. Lead auditor
C. Auditee
D. Audit team
