Risk Management Notes

RSK4802 Assignment 1 Memo | Due 29 May 2025. All questions fully answered. Questions 1) Identify 4 keys risks that the bank may face as a result of its non- compliance with the statutes as detailed in the article (8 marks). 2) Comment on the role and effectiveness of Capitec Bank’ Board in respect to its responsibilities on compliance issues. (7marks). 3) What could be some of the board’s short comings with respect to enforcement of compliance issues and what can be done to remedy th...

RSK4802 Assignment 2 Semester 2 2024 | Due 23 October 2024. Multiple Answers Provided. The Financial Advisory and Intermediary Act places a lot of importance on the Compliance Officer position within the structures of a Financial Services Provider (FSP). According to the Act, a Compliance Officer must be “fit and proper”. Discuss the Five fit and proper requirements under the Act and explain the importance of these requirements in the in the context of risk management.

RSK4802 Assignment 1 Memo | Due 29 May 2025. All questions fully answered. Questions 1) Identify 4 keys risks that the bank may face as a result of its non- compliance with the statutes as detailed in the article (8 marks). 2) Comment on the role and effectiveness of Capitec Bank’ Board in respect to its responsibilities on compliance issues. (7marks). 3) What could be some of the board’s short comings with respect to enforcement of compliance issues and what can be done to remedy th...

RSK4802 Assignment 2 Semester 2 2024 | Due 23 October 2024. Multiple Answers Provided. The Financial Advisory and Intermediary Act places a lot of importance on the Compliance Officer position within the structures of a Financial Services Provider (FSP). According to the Act, a Compliance Officer must be “fit and proper”. Discuss the Five fit and proper requirements under the Act and explain the importance of these requirements in the in the context of risk management.