1
WGU C214 2025/2026 Exam Questions
and Answers 100% Guaranteed Success
| Already Rated A+
Securities act of 1933 - 🧠 ANSWER ✔✔*Prospectus* with audited financial
statements through the SEC (for transparency)
SEC - 🧠 ANSWER ✔✔Regulates security markets for transparency, 10 k annual
reports required by public companies
Sarbanes-Oxley Act - 🧠 ANSWER ✔✔Transparency by requiring off balance sheet
transaction reporting,
audited, internal controls with an annual audit required
FINRA - 🧠 ANSWER ✔✔To protect investors
Must be a member to buy or sell securities on behalf of someone else, for example,
the series 67 test is though FINRA (competency test)
COPYRIGHT©NINJANERD 2025/2026. YEAR PUBLISHED 2025. COMPANY REGISTRATION NUMBER: 619652435. TERMS OF USE. PRIVACY
1
STATEMENT. ALL RIGHTS RESERVED
,2
Has the authority to unbar ethical people for life
Rule 144A - 🧠 ANSWER ✔✔The sale of private securities in the US to US
investors
Rule S - 🧠 ANSWER ✔✔The sell of private securities offshore to foreign investors
Dodd-Frank Act - 🧠 ANSWER ✔✔"Too big to fail"
The idea that if big bank fail it will crash the economy (limit risk)
More the 250 b in assists
FSOC (Financial Stability Oversight Council) - 🧠 ANSWER ✔✔Regulate
systematic risk
What is the risk that large financial institutions posed to the entire economy
Volked Rule - 🧠 ANSWER ✔✔Limits proprietary/hedge fund trading by Banks.
Instead they should be focused customer, focused business
COPYRIGHT©NINJANERD 2025/2026. YEAR PUBLISHED 2025. COMPANY REGISTRATION NUMBER: 619652435. TERMS OF USE. PRIVACY
2
STATEMENT. ALL RIGHTS RESERVED
, 3
decrease CFO - 🧠 ANSWER ✔✔An increase from an asset will _
Increase CFO - 🧠 ANSWER ✔✔A decrease from an asset will _
Increase CFO - 🧠 ANSWER ✔✔An increase from an liability will _
Decrease CFO - 🧠 ANSWER ✔✔An decrease from an liability will _
Stocks subsequent to IPO's - 🧠 ANSWER ✔✔Secondary markets sell _
AR and inventory (no cash) - 🧠 ANSWER ✔✔Current assets for CFO are
AP and accrued expenses - 🧠 ANSWER ✔✔Current liabilities for CFO are
U.S Outsourcing (using foreign Suppliers) - 🧠 ANSWER ✔✔Fewer US jobs
Cheaper consumer goods (good thing)
foreign competition (compete with domestic firms) - 🧠 ANSWER ✔✔Fewer US
jobs
Cheaper consumer goods (good)
Tariffs (Tax on imported goods) - 🧠 ANSWER ✔✔More US jobs and profits
COPYRIGHT©NINJANERD 2025/2026. YEAR PUBLISHED 2025. COMPANY REGISTRATION NUMBER: 619652435. TERMS OF USE. PRIVACY
3
STATEMENT. ALL RIGHTS RESERVED
WGU C214 2025/2026 Exam Questions
and Answers 100% Guaranteed Success
| Already Rated A+
Securities act of 1933 - 🧠 ANSWER ✔✔*Prospectus* with audited financial
statements through the SEC (for transparency)
SEC - 🧠 ANSWER ✔✔Regulates security markets for transparency, 10 k annual
reports required by public companies
Sarbanes-Oxley Act - 🧠 ANSWER ✔✔Transparency by requiring off balance sheet
transaction reporting,
audited, internal controls with an annual audit required
FINRA - 🧠 ANSWER ✔✔To protect investors
Must be a member to buy or sell securities on behalf of someone else, for example,
the series 67 test is though FINRA (competency test)
COPYRIGHT©NINJANERD 2025/2026. YEAR PUBLISHED 2025. COMPANY REGISTRATION NUMBER: 619652435. TERMS OF USE. PRIVACY
1
STATEMENT. ALL RIGHTS RESERVED
,2
Has the authority to unbar ethical people for life
Rule 144A - 🧠 ANSWER ✔✔The sale of private securities in the US to US
investors
Rule S - 🧠 ANSWER ✔✔The sell of private securities offshore to foreign investors
Dodd-Frank Act - 🧠 ANSWER ✔✔"Too big to fail"
The idea that if big bank fail it will crash the economy (limit risk)
More the 250 b in assists
FSOC (Financial Stability Oversight Council) - 🧠 ANSWER ✔✔Regulate
systematic risk
What is the risk that large financial institutions posed to the entire economy
Volked Rule - 🧠 ANSWER ✔✔Limits proprietary/hedge fund trading by Banks.
Instead they should be focused customer, focused business
COPYRIGHT©NINJANERD 2025/2026. YEAR PUBLISHED 2025. COMPANY REGISTRATION NUMBER: 619652435. TERMS OF USE. PRIVACY
2
STATEMENT. ALL RIGHTS RESERVED
, 3
decrease CFO - 🧠 ANSWER ✔✔An increase from an asset will _
Increase CFO - 🧠 ANSWER ✔✔A decrease from an asset will _
Increase CFO - 🧠 ANSWER ✔✔An increase from an liability will _
Decrease CFO - 🧠 ANSWER ✔✔An decrease from an liability will _
Stocks subsequent to IPO's - 🧠 ANSWER ✔✔Secondary markets sell _
AR and inventory (no cash) - 🧠 ANSWER ✔✔Current assets for CFO are
AP and accrued expenses - 🧠 ANSWER ✔✔Current liabilities for CFO are
U.S Outsourcing (using foreign Suppliers) - 🧠 ANSWER ✔✔Fewer US jobs
Cheaper consumer goods (good thing)
foreign competition (compete with domestic firms) - 🧠 ANSWER ✔✔Fewer US
jobs
Cheaper consumer goods (good)
Tariffs (Tax on imported goods) - 🧠 ANSWER ✔✔More US jobs and profits
COPYRIGHT©NINJANERD 2025/2026. YEAR PUBLISHED 2025. COMPANY REGISTRATION NUMBER: 619652435. TERMS OF USE. PRIVACY
3
STATEMENT. ALL RIGHTS RESERVED
